Frequently Asked Questions

How do I submit my supporting documents when I file a complaint?

Is payment of the filing fee required at the time I make the online filing, or can I submit it to the Division later?
What forms of payment are accepted?
How do I get my username and password?
Can I change my Username?
What are “My Online Filings”?
How do I go back to the homepage?
What is the difference between “Filing Search” and “New or Existing Filings”?
Why am I having trouble filing a Renewal?
How do I search for an Order that has been published?
How do I bring up a Securities Bulletin that I want to review?