Commerce Division of Securities : Offering

To search for an offering, enter in a specific field or a combination of fields. After submitting your search, please scroll down to view the results.
Note 1: All DATE FIELDS must be entered in the following format in order to successfully locate data MM/DD/YYYY or M/D/YYYY (e.g. 11/23/2012, 6/25/2013, 10/5/2013, etc.)
Note 2: If the Offering Amount Min field is populated, a comparison value must be selected from the dropdown box to the right of that field. Select ‘=’ to search for filings with offering amounts equal to the Offering Amount Min, ‘<’ for filings with offering amounts less than that amount, or ‘>’ for filings with offering amounts greater than that amount. If both the Offering Amount Min and Offering Amount Max fields are populated, the ‘Between’ comparison must be used.
Note 3: If the Issuer Name field is populated, a comparison value must be selected from the dropdown box to the right of that field.

Filing Type
File Number
Issuer Name
Business Address State
Offering Amount Min
Offering Amount Max
Start File Date   
End File Date   
File Status
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